A.A qualified independent party/auditor

B.The regulator authorities

C.The anti-money laundering specialist

D.A member of senior management

A.The government regulator examining the AML program

B.All employees with customer contact

C.The institution's Board of Directors

D.The designated AML Compliance Officer

A.A customer in country A receives four small wire transfers from four different individuals located in country B on December 21. The aggregate of the wire transfers falls below the legal reporting threshold.

B.

C.A customer in country A makes frequent wire transfers to a single customer in country B that are slightly under the legal reporting threshold.

D.A large number of wire transfers are sent from a large number of senders in country A to a large number of recipients in country B during the period of December 1 to December 15.

E.A customer in country A makes a weekly small wire transfer to the bank account of an individual in country

A.The program should be reviews by a federal law enforcement officer for gaps in controls

B.The program should be sent to the institution's government regulator on a periodic basis

C.The program should be evaluated and updated at least every six months be the Board of Directors

D.The program should be reassessed at least annually

A.Ensure the information is necessary to the investigation before responding to the request

B.Contact the customer informing the person of the investigation to ensure the bank provides correct information

C.Ensure that the request will not violate any local privacy regulations or legislation

D.Provide all information requested to support the investigation