CFA-Level-I Exam Question 266

Fran Dew is an analyst at a large brokerage house. Her husband, John, is an equity salesman at the same brokerage house. John is holding a large position of stock in a company called QRE. QRE have performed very badly of late and John is battling to sell the stock. John calls Fran and asks her as a special favor to him if she can please call some of her institutional clients and sell them large quantities of
QRE. Fran does this and sells off a large quantity of stock to her large clients. In terms of CFA Institute's
Standards of Professional Conduct per Standard I). B.
(Independence and Objectivity), has Fran violated this Standard?
  • CFA-Level-I Exam Question 267

    Which of the following will cause aggregate demand to increase?
  • CFA-Level-I Exam Question 268

    The examination of the statistical association between stock prices and earnings of many firms at a single point of time is an example of a:
  • CFA-Level-I Exam Question 269

    Suppose that all of the fast-food restaurants in the entire world are purchased by one firm. Relative to the current (competitive) price and quantity (and assuming that nothing else has changed), we would expect the monopolist to:
  • CFA-Level-I Exam Question 270

    A firm should cease to do business when:
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