What technical means can an OSC have in place to limit individuals who are authorized to post or process information on publicly accessible systems?
Correct Answer: D
This question aligns to the CMMC requirement to control information posted or processed on publicly accessible information systems , which appears in the CMMC Model Overview as AC.L1-3.1.22 (Control Public Information) and maps to FAR 52.204-21(b)(1)(iv) and NIST SP 800-171 Rev. 2 / r2 requirement 3.1.22 . NIST explains that publicly accessible systems are typically those accessible to the public without identification or authentication , and that individuals authorized to post nonpublic information (including CUI/FCI and proprietary information) are designated . It also emphasizes controlling what gets posted and ensuring nonpublic information is not exposed. The most direct technical way to "limit individuals who are authorized to post or process information" is to implement role-based administrative access (least privilege) to the website/CMS/admin console-granting publish/edit privileges only to approved roles (e.g., "Web Publisher," "Content Approver"), and keeping all other users read-only or without access to posting functions. This directly enforces the requirement by using access control to restrict who can post/process content on the public system. Options B and C are helpful procedural/administrative controls , but the question asks for technical means . Option A (cookies) does not control authorization to post; it's not an access control mechanism. Therefore, D is best.
CMMC-CCP Exam Question 77
A Level 2 Assessment was conducted for an OSC, and the results are ready to be submitted. Prior to uploading the assessment results, what step MUST the C3PAO complete?
Correct Answer: B
According to the CMMC Assessment Process (CAP) and the C3PAO Authorization Requirements, every assessment conducted by a Certified Third-Party Assessment Organization (C3PAO) must undergo a formal Quality Management System (QMS) review before the results are finalized and uploaded to the eMASS (Enterprise Mission Assurance Support Service) or the SPRS (Supplier Performance Risk System). The Quality Review Requirement: The CAP explicitly states that the C3PAO is responsible for the accuracy and integrity of the assessment findings. Before the Assessment Team Lead can formally submit the package, a person or team within the C3PAO (who was ideally not part of the active assessment team to ensure objectivity) must conduct an internal review. This review ensures that the evidence collected supports the "Met" or "Not Met" determinations and that all CMMC methodology requirements were followed. Why other options are incorrect: Option A: While there may be administrative costs associated with maintaining C3PAO status, paying a specific "per-submission fee" is not a mandatory procedural stepwithin the assessment lifecyclethat governs the validity of the results. Option C: The Cyber AB (CMMC-AB) provides the platform and oversight, but a "forthcoming notification" is not a formal requirement in the CAP; the act of submission itself serves as the notification. Option D: While a final briefing is a "best practice" and usually occurs during the "Post-Assessment" phase, the internal quality review (Option B) is the regulatory mandate that must be completed to ensure the C3PAO's certification of the results is valid and defensible. Reference Documents: CMMC Assessment Process (CAP) v1.0: Section on "Phase 4: Reporting Results," specifically the sub- section on C3PAO Quality Assurance Review. C3PAO Quality Management System (QMS) Requirements: Outlines the necessity for internal validation of assessment packages to maintain accreditation.
CMMC-CCP Exam Question 78
The Assessment Team has completed the assessment and determined the preliminary practice ratings. The preliminary practice ratings must be shared with the OSC prior to being finalized for submission. Based on this information, the assessor should present the preliminary practice ratings:
Correct Answer: A
According to the CMMC Assessment Process (CAP) v2.0, assessors are required to conduct Daily Checkpoint Meetings at the end of each day to summarize progress with the OSC (Organization Seeking Certification). The final Daily Checkpoint is where preliminary practice ratings are shared, before the quality assurance review and Out-Brief. The Out-Brief is reserved for the presentation of final results. Additionally, Department of Defense regulations (32 CFR §170.17(c)(2)) provide a 10-business-day re-evaluation window for requirements marked NOT MET before the final report is delivered, which necessitates that the OSC see preliminary ratings during the assessment process itself. Supporting Extracts from Official Content: CAP v2.0, §2.23: "The assessment team shall host a Daily Checkpoint Meeting with the OSC at the end of each assessment day to summarize progress." CAP v2.0, §3.7: "The C3PAO shall conduct the quality assurance review... prior to the conduct of the Out- Brief Meeting." CAP v2.0, §3.10: "The purpose of the Out-Brief Meeting is to convey the results of the assessment to the OSC." 32 CFR §170.17(c)(2): "A security requirement assessed as NOT MET may be re-evaluated... for 10 business days... if the CMMC Assessment Findings Report has not been delivered." Why Option A is Correct: The CAP specifies that Daily Checkpoint Meetings are the formal, structured mechanism for assessors to communicate progress and preliminary findings to the OSC. The final Daily Checkpoint provides the OSC with visibility into the preliminary practice ratings before they are finalized, ensuring transparency and alignment. The Out-Brief is explicitly for conveying the final assessment results after the C3PAO has completed QA. Federal regulation (32 CFR §170.17(c)(2)) requires the OSC to have access to preliminary results so they can provide additional evidence for re-evaluation before the report is locked, further confirming that this exchange must occur at the final Daily Checkpoint. References (Official CMMC v2.0 Content): CMMC Assessment Process (CAP) v2.0: Sections 2.23 (Daily Checkpoints), 3.7-3.10 (QA and Out-Brief). 32 CFR §170.17(c)(2): Security Requirement Re-evaluation Window. DoD CMMC Assessment Guide - Level 2 (v2.13): Guidance on MET/NOT MET determinations and findings.
CMMC-CCP Exam Question 79
What is the LAST step when developing an assessment plan for an OSC?
Correct Answer: D
Last Step in Developing an Assessment Plan for an OSC Developing anassessment planinvolves: Defining the assessment scope(e.g., systems, networks, locations). Planning test activities(e.g., interviews, evidence review, technical testing). Verifying the OSC's readiness(e.g., ensuring required documents are available). Updating the assessment plan and schedule as needed. Final Step: Obtaining and recording the OSC's commitment to the assessment plan. Why is obtaining commitment the last step? #Theassessment cannot proceed unless the OSC agrees to the finalized plan. #This ensuresOSC leadership understands the scope, timeline, and responsibilities. #TheC3PAO must document this commitmentto formalize the agreement. Why is the Correct Answer " D. Obtain and record commitment to the assessment plan " ? A). Verify the readiness to conduct the assessment # Incorrect Readiness verification happens earlierin the planning process, not as the last step. B). Perform certification assessment readiness review # Incorrect Areadiness review is conducted before finalizing the plan, not at the very end. C). Update the assessment plan and schedule as needed # Incorrect Updating the plan happens before commitment is obtained; it is not the final step. D). Obtain and record commitment to the assessment plan # Correct This is the final step before conducting the assessment. The OSC must formally agree to the plan. CMMC 2.0 References Supporting This answer: CMMC Assessment Process (CAP) Document States that theOSC must confirm agreement to the assessment plan before execution. CMMC-AB Guidelines for C3PAOs Specifies thatfinalizing the assessment plan requires documented commitment from the OSC. CMMC Assessment Guide Outlines thatassessments cannot begin without formal approval of the plan. Final answer: #D. Obtain and record commitment to the assessment plan.
CMMC-CCP Exam Question 80
A Lead Assessor is presenting an assessment kickoff and opening briefing. What topic MUST be included?
Correct Answer: C
What is Required in the CMMC Assessment Kickoff and Opening Briefing? Before starting aCMMC assessment, theLead Assessormust present anopening briefingto ensure that theOrganization Seeking Certification (OSC)understands the assessment process. Step-by-Step Breakdown: #1. Overview of the Assessment Process The Lead Assessormust explain the CMMC assessment methodology, including: Theassessment objectives and scope How theassessment team will review security controls What to expectduring interviews, testing, and document review This ensurestransparency and alignmentbetween the assessors and the OSC. #2. Why the Other Answer Choices Are Incorrect: (A) Gathering Evidence# Evidence collection is part of the assessment butnot the primary topic of the opening briefing. (B) Review of the OSC's SSP# While theSSP is a key document, reviewing it is part of the assessment,not the kickoff briefing. (D) Examination of the artifacts for sufficiency# Artifact review happens laterin the assessment process,not during the kickoff. Final Validation from CMMC Documentation: TheCMMC Assessment Process Guidestates that theopening briefing must include an overview of the assessment process, ensuring the OSC understands the expectations and methodology. Thus, the correct answer is: #C. Overview of the assessment process.