CISA-CN Exam Question 421
計算機房內已安裝火災警報系統。火災警報控制面板最有效的安裝位置是在機房內部。
Correct Answer: D
A fire alarm system is a device that detects and alerts people of the presence of fire or smoke in a building. A fire alarm control panel is the central unit that monitors and controls the fire alarm system. The most effective location for the fire alarm control panel would be inside the booth used by the building security personnel.
This is because:
The security personnel can quickly and easily access the fire alarm control panel in case of an emergency, and take appropriate actions such as notifying the fire department, evacuating the building, or resetting the system.
The fire alarm control panel can be protected from unauthorized access, tampering, or damage by the security personnel, who can also monitor its status and performance regularly.
The fire alarm control panel can be isolated from the computer room, which may be exposed to higher risks of fire or smoke due to the presence of electrical equipment, such as uninterruptible power supply (UPS) modules or server computers.
The fire alarm control panel can be connected to the computer room through a dedicated communication line, which can ensure reliable and timely transmission of signals and information between the two locations.
References:
[1]: Fire Alarm Control Panel - an overview | ScienceDirect Topics
[2]: Fire Alarm Control Panel - What is it and how does it work? | Fire Protection Online
[3]: Fire Alarm Control Panel Installation Guide - XLS3000 - Honeywell
This is because:
The security personnel can quickly and easily access the fire alarm control panel in case of an emergency, and take appropriate actions such as notifying the fire department, evacuating the building, or resetting the system.
The fire alarm control panel can be protected from unauthorized access, tampering, or damage by the security personnel, who can also monitor its status and performance regularly.
The fire alarm control panel can be isolated from the computer room, which may be exposed to higher risks of fire or smoke due to the presence of electrical equipment, such as uninterruptible power supply (UPS) modules or server computers.
The fire alarm control panel can be connected to the computer room through a dedicated communication line, which can ensure reliable and timely transmission of signals and information between the two locations.
References:
[1]: Fire Alarm Control Panel - an overview | ScienceDirect Topics
[2]: Fire Alarm Control Panel - What is it and how does it work? | Fire Protection Online
[3]: Fire Alarm Control Panel Installation Guide - XLS3000 - Honeywell
CISA-CN Exam Question 422
資訊系統審計員在評估變更管理流程時,必須從變更日誌中抽取樣本。審計員確認變更日誌完整性的最佳方法是什麼?
Correct Answer: D
The answer D is correct because the best way for the auditor to confirm the change log is complete is to take the last change from the system and trace it back to the log. A change log is a record of all the changes that have been made to a system, such as software updates, bug fixes, configuration modifications, etc. A change log should contain information such as the date and time of the change, the description and purpose of the change, the person or service who made the change, and the approval status of the change. A complete change log helps to ensure that the system is secure, reliable, and compliant with the relevant standards and regulations.
An IS auditor evaluating the change management process must select a sample from the change log to verify that the changes are properly authorized, documented, tested, and implemented. However, before selecting a sample, the auditor must ensure that the change log is complete and accurate, meaning that it contains all the changes that have been made to the system and that there are no missing, duplicated, or falsified entries. To do this, the auditor can use a technique called backward tracing, which involves taking the last change from the system and tracing it back to the log. This way, the auditor can check if the change is recorded in the log with all the relevant details and if there are any gaps or inconsistencies in the log. If the last change from the system is not found in the log or does not match with the log entry, it indicates that the change log is incomplete or inaccurate.
The other options are not as good as option D. Interviewing change management personnel about completeness (option A) is not a reliable way to confirm the change log is complete because it relies on subjective opinions and self-reported information, which may not be truthful or accurate. Taking an item from the log and tracing it back to the system (option B) is a technique called forward tracing, which can be used to verify that a specific change in the log has been implemented in the system. However, this technique does not confirm that all changes in the system are recorded in the log. Obtaining management attestation of completeness (option C) is not a sufficient way to confirm the change log is complete because it does not provide any evidence or verification of completeness. Management attestation may also be biased or influenced by conflicts of interest.
References:
IS Audit Basics: Auditing Data Privacy
Audit Logging: What It Is and How It Works | Datadog
Change Management for SOC: Risks, Controls, Audits, Guidance
Turn auditing on or off | Microsoft Learn
#118 | ITGC- System Change (Audit) Log Review - A2Q2
An IS auditor evaluating the change management process must select a sample from the change log to verify that the changes are properly authorized, documented, tested, and implemented. However, before selecting a sample, the auditor must ensure that the change log is complete and accurate, meaning that it contains all the changes that have been made to the system and that there are no missing, duplicated, or falsified entries. To do this, the auditor can use a technique called backward tracing, which involves taking the last change from the system and tracing it back to the log. This way, the auditor can check if the change is recorded in the log with all the relevant details and if there are any gaps or inconsistencies in the log. If the last change from the system is not found in the log or does not match with the log entry, it indicates that the change log is incomplete or inaccurate.
The other options are not as good as option D. Interviewing change management personnel about completeness (option A) is not a reliable way to confirm the change log is complete because it relies on subjective opinions and self-reported information, which may not be truthful or accurate. Taking an item from the log and tracing it back to the system (option B) is a technique called forward tracing, which can be used to verify that a specific change in the log has been implemented in the system. However, this technique does not confirm that all changes in the system are recorded in the log. Obtaining management attestation of completeness (option C) is not a sufficient way to confirm the change log is complete because it does not provide any evidence or verification of completeness. Management attestation may also be biased or influenced by conflicts of interest.
References:
IS Audit Basics: Auditing Data Privacy
Audit Logging: What It Is and How It Works | Datadog
Change Management for SOC: Risks, Controls, Audits, Guidance
Turn auditing on or off | Microsoft Learn
#118 | ITGC- System Change (Audit) Log Review - A2Q2
CISA-CN Exam Question 423
資訊系統審計發現,某組織並未主動解決已知的安全漏洞。資訊系統審計員應建議該組織先採取下列哪一項措施?
Correct Answer: C
If an IS audit reveals that an organization is not proactively addressing known vulnerabilities, the IS auditor should recommend that the organization assess the security risks to the business first, as this would help to prioritize the vulnerabilities based on their impact and likelihood, and determine the appropriate mitigation strategies. Verifying the disaster recovery plan (DRP) has been tested, ensuring the intrusion prevention system (IPS) is effective, and confirming the incident response team understands the issue are important steps, but they are not as urgent as assessing the security risks to the business. References: CISA Review Manual (Digital Version), Chapter 5, Section 5.6
CISA-CN Exam Question 424
在能夠自動報告所有程序變更的環境中,下列何者是偵測生產程序未經授權變更的最有效方法?
Correct Answer: A
Reviewing the last compile date of production programs is the most efficient way to detect unauthorized changes to production programs, as it can quickly identify any discrepancies between the expected and actual dates of program modification. The last compile date is a timestamp that indicates when a program was last compiled or translated from source code to executable code. Any changes to the source code would require a recompilation, which would update the last compile date. The IS auditor can compare the last compile date of production programs with the authorizedchange requests and reports to verify that only approved changes were implemented. The other options are not as efficient as option A, as they are more time-consuming, labor- intensive or error-prone. Manually comparing code in production programs to controlled copies is a method of verifying that the code in production matches the code in a secure repository or library, but it requires access to both versions of code and a tool or technique to compare them line by line. Periodically running and reviewing test data against production programs is a method of verifying that the programs produce the expected outputs and results, but it requires designing, executing and evaluating test cases for each program.
Verifying user management approval of modifications is a method of verifying that the changes to production programs were authorized and documented, but it does not ensure that the changes were implemented correctly or accurately. References: CISA Review Manual (Digital Version) , Chapter 4: Information Systems Operations and Business Resilience, Section 4.3: Change Management Practices.
Verifying user management approval of modifications is a method of verifying that the changes to production programs were authorized and documented, but it does not ensure that the changes were implemented correctly or accurately. References: CISA Review Manual (Digital Version) , Chapter 4: Information Systems Operations and Business Resilience, Section 4.3: Change Management Practices.
CISA-CN Exam Question 425
在審查入侵偵測系統 (IDS) 的功能時,資訊系統稽核員最應注意以下情況:
Correct Answer: B
The main purpose of an IDS is to detect and report malicious or suspicious activity on a network or a host. If an IDS fails to identify actual attacks, it means that the IDS is not functioning properly or effectively, and it exposes the organization to serious security risks and potential damage. This is the most concerning scenario for an IS auditor, as it indicates a major deficiency in the IDS performance and configuration.
ReferencesWhat is an intrusion detection system (IDS)?What is Intrusion Detection Systems (IDS)?How does it Work?When reviewing an intrusion detection system (IDS), an IS auditor ...Intrusion Detection Systems (IDS)-An Overview with a Generalized ...An overview of issues in testing intrusion detection systems - NISTA Review of Intrusion Detection Systems and Their ...
ReferencesWhat is an intrusion detection system (IDS)?What is Intrusion Detection Systems (IDS)?How does it Work?When reviewing an intrusion detection system (IDS), an IS auditor ...Intrusion Detection Systems (IDS)-An Overview with a Generalized ...An overview of issues in testing intrusion detection systems - NISTA Review of Intrusion Detection Systems and Their ...
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