ISO-9001-Lead-Auditor Exam Question 91

Which two of the following should be included in an audit plan?
  • ISO-9001-Lead-Auditor Exam Question 92

    Scenario 3:
    Fin-Pro is a financial institution in Austria offering commercial banking, wealth management, and investment services. The company faced a significant loss of customers due to failing to improve service quality as they expanded.
    To regain customer confidence, top management implemented a QMS based on ISO 9001. After a year, they contacted ACB, a local certification body, to pursue ISO 9001 certification.
    The audit team was led by Emilia, an experienced lead auditor, and included three auditors. After an agreement was reached, ACB sent the audit objectives to the audit team.
    The audit team began by gathering information about Fin-Pro's understanding of ISO 9001 requirements.
    While reviewing documented information, they noticed missing records of training and awareness sessions.
    They conducted employee interviews to verify attendance.
    The team also reviewed the organizational chart and job descriptions to confirm employee competence. They observed the company's working environment (social, psychological, and physical conditions).
    The audit team analyzed the evidence and prepared an audit report with findings and conclusions.
    Which statement below represents the level of responsibility demonstrated by the audit team in scenario 3?
  • ISO-9001-Lead-Auditor Exam Question 93

    Select the term which best describes the quality management system process of modifying a non-conforming product to bring it within acceptance criteria.
  • ISO-9001-Lead-Auditor Exam Question 94

    You, as auditor, are in dialogue with the quality lead and managing director of a small business that supplies specialist laboratory equipment and furniture.
    You: "I'd like to look at how you manage change in the organisation. What changes have you made as a business, say, over the last 12 months?" Auditee: "We have made some strategic changes, the main one being that we no longer manufacture our own products in house." You: "That sounds like quite a significant change. What has been the impact of that?" Auditee: "We now mainly sell other manufacturers' products, under their brand names, and have outsourced manufacture of our own brand products to one of our suppliers. Unfortunately, we had to make six members of our staff redundant. This represents about 20% of our workforce, so this has been quite a challenging time." You: "I'm sure. What were the reasons for making the change?" Auditee: "Our manufacturing section was a small operation, and we struggled to cope with fluctuations in demand. During busy periods, we found it hard to meet lead times, and in quiet periods we had staff with little to do. This was having an impact on customer satisfaction and meant we had to charge premium prices that made our product uncompetitive." You: "How did you go about the change?" In relation to the auditor's question about how the change was managed, the auditee mentions the steps listed below. Match the ISO 9001 clauses to the steps.
    To complete the table, click on the blank section you want to complete so it is highlighted in red and then click on the ISO 9001 clauses listed below. Alternatively, drag and drop each clause to show which step the requirement applies to.

    ISO-9001-Lead-Auditor Exam Question 95

    You have been just hired as the Internal Lead Auditor of a large organisation, responsible for internal audits.
    Your first job is to analyse the answers to nonconformities included in the report of a recent internal audit to Top Management.
    The report contained one nonconformity as follows:
    There is no evidence of Top Management ensuring the availability of resources to operate the QMS, the establishment of objectives, the promotion of continual improvement, and the promoting of the process approach.
    Which four of the following Top Management actions can be considered 'corrections to the nonconformity'?