Online Access Free CGSS Exam Questions

A data quality review will often attempt to identify which issues? (Select Three.)

• A.Default values for date fields
• B.Data using all upper case letters instead of mixed case
• C.Hispanic names with both paternal and maternal last names
• D.Data placed in incorrect fields, such as names placed in address fields
• E.Duplicate records
• F.Use of separate first and last name fields

What is the purpose of internal controls according to A Framework for Office of Foreign Assets Control (OFAC) Compliance Commitments? (Select Three.)

• A.To define procedures and processes
• B.To minimize the employee attrition rate
• C.To minimize the risks identified by an entity's OFAC risk assessments
• D.To ensure compliance commitments are timely
• E.To outline clear financial strategies for the company
• F.To outline clear expectations

The EU Blocking Regulation prohibits an EU person or company from complying with:

• A.sanctions legislation.
• B.country specific sanctions not listed in the Annex.
• C.dual-use goods licensing requirements.
• D.US secondary sanctions.

Which characteristics make up a "weak alias"? (Select Two.)

• A.Names that contain nicknames
• B.Names with suffixes or titles
• C.Names with a number
• D.Names that contain middle names
• E.Names with longer character strings

A compliance officer needs to make a decision regarding an organization's sanctions screening process. Which decision is correct?

• A.Include all business activities of the organization in the screening.
• B.Exclude vendors and other intermediaries from the screening.
• C.Include only customers and their transactions in the screening.
• D.Exclude beneficial owners of distributors from the screening.