Online Access Free CFE-Law Exam Questions

One of the purposes of securities regulation is to maintain market confidence.

• A.False
• B.True

Which of the following examples of judicial systems would BEST be described as a civil law system?

• A.The courts are bound primarily by previous court decisions to reserve legal issues
• B.The courts are allowed to consider both codified statutes and previous court decisions but are bound by neither
• C.The courts are bound by both previous court decisions and codified principles or statutes
• D.The courts are bound by codified principles or statures but are not bound by previous court decisions

Which of the following statements regarding civil lawsuits in most jurisdictions is CORRECT?

• A.The plaintiff's initial filing with the court does not typically need to include the specific facts on which the claim relies.
• B.The plaintiffs initial filing does not typically need to contain a summary of the evidence
• C.Civil lawsuits begin with the filing of a pleading, usually in the jurisdiction in which the defendant resides or where the claim arose
• D.All of the above are correct

A prosecutor filed criminal charges against Rosa calming that she stole Juan ' s personal information and sold his identity on the dark web Juan wants to file a civil lawsuit against Rosa to recover damages arising from the identity theft Can Juan file the civil action before the criminal action against Rosa is completed?

• A.Yes, the civil action can be filed if the jurisdiction permits parallel proceedings.
• B.Yes, the civil action can be filed if the jurisdiction permits analogous cairns.
• C.No, the civil action cannot be filed if the jurisdiction prohibits counterclaims.
• D.No, the civil action cannot be filed if the jurisdiction prohibits double jeopardy.

Grant, a fraud examiner is investigating Beatrice for embezzlement on his employer ' s behalf. During his investigation. Grant learns that Beatrice has cheated on her spouse and he tells several of Beatrice ' s coworkers about it Beatrice discovers that Grant revealed the unflattering (albeit true) information about her and decides to file a claim of defamation against Grant. Which of the following is the BEST explanation of why Beatrice will not win her defamation case?

• A.The information was true
• B.The statement was not printed and distributed
• C.The communications to the subject ' s coworkers were privileged
• D.The news was not communicated to enough people