CFA-Level-I Exam Question 206

Which of the following statements does not accurately describe a closed-end fund?
  • CFA-Level-I Exam Question 207

    The height of a supply curve reveals
  • CFA-Level-I Exam Question 208

    On 12/31/99, Morgan Corporation's capital structure is as follows:
    Common Stock outstanding 200,000
    *
    Nonconvertible, $100 Par, 6% Preferred Stock 37,700 Shares
    *
    8.00 %, $1,000 Convertible bonds $1,500,000
    *
    Stock options to purchase 33,000 shares of common at $30.00 a share.
    *
    Average market price of common stock during 2000 was $39
    *
    The following events occurred in 2000:
    On 9/1/00, Morgan sold 283,000 additional shares of common stock.
    *
    Net income for the year was $1,375,000, after taxes.
    *
    The 8.00% convertible bonds are convertible into 80 shares of common stock for each $1,000 bond.
    *
    The tax rate for 2000 is 25%
    *
    What is the diluted EPS for 2000?
  • CFA-Level-I Exam Question 209

    Which of the following statements regarding basic and diluted EPS is/are FALSE?
    I). Antidilutive securities decrease EPS if they are exercised or converted.
    II). A simple capital structure contains no potentially dilutive securities.
    III). Dilutive securities decrease EPS if they are exercised or converted to common stock.
    IV). When using the treasury stock method, always use average price rather than ending share price.
  • CFA-Level-I Exam Question 210

    Recent history has shown that the movements of more than 3% in the Dow Jones Industrial Average occur in 2% of the trading days. What is the probability that within the next 30 trading days there will be one or more days in which the average will move more than 3%?