ISO-9001-Lead-Auditor Exam Question 101

XYZ Corporation is an organisation that employs 100 people. As the audit team leader, you conduct a certification audit at Stage 1. When reviewing the quality management system (QMS), you find that the objectives have been defined by an external consultant using those of a competitor, but nothing is documented. The Quality Manager complains that this has created a lot of resistance to the QMS, and the Chief Executive is asking questions about how much it will cost.
Which two options describe the circumstances in which you could raise a nonconformity against clause 6.2 of ISO 9001?
  • ISO-9001-Lead-Auditor Exam Question 102

    What should the auditor document during the Stage 1 audit?
  • ISO-9001-Lead-Auditor Exam Question 103

    You work for an organisation which provides packaged food to the public. You are asked to lead a team (you as the leader and two other auditors) of a one-day audit of HMB, a supplier of hamburgers. It is 4 pm, and the audit is coming to an end. You are having an internal meeting with the team to decide what will be presented to the auditee during the closing meeting. The closing meeting is scheduled for 5 pm.
    You, as the audit team leader, audited HMB's Top Management and the two production lines of hamburger production (PL1 and PL2).
    Auditor 1 audited the laboratory.
    You to Auditor 1: "What findings would you report?"
    Auditor 1: "When reviewing the laboratory records, I noticed that during the whole morning, HMB's supervisors of each production line sent samples to be analysed by the laboratory. The samples from PL1 included the reference to the raw meat batch being used and the name of the sub-supplier, while the reports from PL2 referred only to the name of the sub-supplier. HMB's Procedure P-02 Rev.3 says that samples sent to the laboratory have to include reference to the raw meat batch being used, to ensure traceability of the products." You to Auditor 2: "OK, what do you think?" Auditor 2: "I think that this is a non-conformity." You to Auditor 1: "OK. How would you describe the evidence on which the non-conformity will be based?" Identify which one of the following statements best describes the identified evidence.
  • ISO-9001-Lead-Auditor Exam Question 104

    You are conducting a third-party audit to ISO 9001 and interviewing the Training Manager. She explains that training is more important than ever because the organisation has had to reduce the number of staff employed. Many of the remaining staff are now required to be 'multi-skilled'. You ask to see plans for the multi-skilling training and are shown plans that look comprehensive, and include both 'on the job" training and internal and external training courses.
    The records indicate that several staff required parts of their training to be repeated one month after the first training was provided. You ask why this was needed and are told that an investigation of customer complaints identified that several staff members did not complete certain tasks in the correct manner. The extra training was therefore recommended as a corrective action.
    Based on this interview, which two of the tollowing audit trails would be the most appropriate to follow?
    Select the two most appropriate audit trails from the following.
  • ISO-9001-Lead-Auditor Exam Question 105

    You are auditing a manufacturer of speciality tea products during a Stage 2 certification audit. In the quality laboratory, you interview one of three operatives conducting sensory testing of a batch from the production line.
    You: How do you determine the consistency of the product?
    Operative: We conduct sensory tests to evaluate flavour and aroma and record the results. We then allocate a quality grade.
    You: How can you ensure that results are consistent between operatives?
    Operatives: The three of us in the lab are well-trained and very experienced. We use the Hedonic Scale method involving a 5-point scoring system.
    You: Are operatives periodically calibrated to ensure consistency?
    Operative: No, but we regularly ask each other for a second opinion in borderline cases.
    Select three options of evidence which could demonstrate conformance with clause 9.1.1 of ISO 9001.